Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Malarney has been a financial advisor since August 19, 2005. Dana is currently registered with Cetera Advisors LLC. Dana has held previous registrations with several firms, including First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Legend Equities Corporation, VSR Financial Services, Inc., Investors Capital Corp., J.P. Turner & Company, L.L.C., World Group Securities, Inc., ING Financial Partners, Inc., Multi-Financial Securities Corporation, PrimeVest Financial Services, Inc., Financial Network Investment Corporation, and Terra Securities Corporation. Dana is licensed to sell securities in the state of California and has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/18/2014 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
01/21/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
01/21/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
12/10/2015 - 11/01/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
03/06/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
12/10/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (el segundo CA)
CA
01/21/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
03/06/2015 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (El Segundo CA)
GA
01/28/2011 - 05/25/2011
WORLD GROUP SECURITIES, INC. (DULUTH GA)
CA
11/02/2004 - 02/09/2009
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
CA
11/02/2004 - 02/09/2009
MULTI-FINANCIAL SECURITIES CORPORATION (EL SEGUNDO CA)
MN
11/02/2004 - 02/09/2009
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CA
03/18/2003 - 02/09/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IL
11/05/2002 - 01/21/2003
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
GA
06/23/1999 - 01/10/2002
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 08/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/29/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Dana Malarney is the right advisor for you? Invested Better is here to help.
