Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Edwards has been a registered representative in the securities industry since 1994. Dana is currently registered with Wells Fargo Advisors Financial Network, LLC and holds Series 7, Series 9, Series 10, Series 63, Series 65, and Series 66 licenses. Dana has worked for several prominent firms throughout her career, including Alex. Brown & Sons Incorporated, Legg Mason Wood Walker, Incorporated, Deutsche Banc Alex. Brown Inc., Morgan Stanley DW Inc., and Wells Fargo Clearing Services, LLC. Dana offers a variety of financial planning services, including investment consulting, portfolio management for individuals and businesses, and selection of other advisors. Dana is a registered investment advisor in Delaware and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
DE
07/18/2024 - Present
Wells Fargo Advisors Financial Network, LLC (GREENVILLE DE)
DE
04/18/2006 - 07/18/2024
WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE DE)
NY
03/19/2001 - 09/05/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/13/2001 - 03/27/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
09/12/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
MD
11/21/1991 - 08/16/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 05/05/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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