linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Dana Darby Tapp

Voya Investments Distributor, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Dana? Claim Your Profile

About Dana Darby Tapp

Dana Darby Tapp is a financial advisor with over 20 years of experience in the industry. Dana is currently registered with Voya Investments Distributor, LLC, a firm with a focus on providing investment services to individuals and institutions. Dana's previous experience includes working with firms such as Foreside Fund Services, LLC, Janus Distributors LLC, and American Century Investment Services Inc. Dana is a licensed and registered professional, holding both Series 7 and Series 66 licenses. Dana is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Dana Tapp is currently registered with Voya Investments Distributor, LLC. Voya Investments Distributor, LLC is a Limited Liability Company formed in October 2002. The firm is registered with the Securities and Exchange Commission (SEC) and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Dana Tapp’s Registration & Firm History

CT

10/29/2021 - Present

Voya Investments Distributor, LLC (SOUTHBURY CT)

ME

06/29/2007 - 10/01/2021

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

CO

06/17/2003 - 02/23/2007

JANUS DISTRIBUTORS LLC (DENVER CO)

MO

12/14/2001 - 12/31/2002

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

MO

03/25/1999 - 08/28/2001

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

MO

06/06/1996 - 08/07/1998

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

Not sure if Dana Darby Tapp is right for you?

Licenses & Designations

BOTH

Issued 03/16/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2005

Series 7 - General Securities Representative Examination

BC

Issued 06/05/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dana Darby Tapp.
Not sure if Dana Darby Tapp is right for you?