Unclaimed
Dana Shields is a financial professional with over 15 years of experience in the industry. Dana has a strong background in investments, having previously worked with G.L.S. & ASSOCIATES, INC. Dana holds a Series 6 and a Series 63 license and is currently registered with Arkadios Capital in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
11/08/2019 - Present
Arkadios Capital (Huntsville AL)
AL
11/14/2005 - 11/27/2019
G.L.S. & ASSOCIATES, INC. (HUNTSVILLE AL)
BC
Issued 12/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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