Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Buhl is a financial advisor at UBS Financial Services Inc. Dana has been in the industry since 1986 and holds Series 7, 9, 10, 24, 66, 99, and SIE licenses. Dana has experience working with individuals, businesses, insurance companies, charitable organizations, pension plans, and state or municipal government entities. Dana has worked at UBS since 2008 and has experience at other firms like Merrill Lynch, Paine Webber, Oppenheimer & Co., and Sutro & Co. Dana is licensed in California, New York, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
09/12/2008 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
PR
12/08/2011 - 08/28/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
NY
06/24/2008 - 09/08/2008
GLOBAL STRATEGIC INVESTMENTS, LLC (BROOKLYN NY)
FL
02/20/1998 - 05/06/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
CA
09/27/1991 - 02/03/1998
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NJ
08/02/1990 - 09/09/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/25/1987 - 08/27/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
11/19/1985 - 07/13/1987
PAINEWEBBER INCORPORATED
BOTH
Issued 03/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/08/2003
Series 24 - General Securities Principal Examination
BC
Issued 04/03/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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