Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Brown is a registered representative with J.P. Morgan Securities LLC, located in Miami, Florida. Dana is licensed to sell securities in all states, including Florida, New York and Texas. Dana has worked in the financial services industry since 1987. Previously, Dana was a registered representative with CHASE INVESTMENT SERVICES CORP., MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Dana specializes in providing financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
06/11/2014 - Present
J.p. Morgan Securities LLC (Miami FL)
FL
09/07/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MIAMI FL)
FL
06/01/2009 - 09/11/2012
MORGAN STANLEY SMITH BARNEY (FT. LAUDERDALE FL)
FL
06/24/1987 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
BC
Issued 5/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/25/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/23/2011
Series 3 - National Commodity Futures Examination
BC
Issued 6/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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