Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Brandl Tupper is a financial advisor with over 13 years of experience in the financial services industry. Dana currently works with Midwestern Securities Trading Company, LLC in Luxemburg, WI and holds a Series 6, 7, and 66 license. Prior to working with Midwestern Securities Trading Company, LLC Dana worked with Raymond James Financial Services, Inc. and LPL Financial LLC. Dana's expertise lies in portfolio management and financial planning for individuals, businesses, and retirement plans. Dana also holds a position as an Associate at Bank of Luxemburg and serves on the Board of Directors for the Kewaunee Public School District.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Portfolio management for 401(k) retirement plans defined in section 3(38) of erisa rules
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
A percentage of assets under 3rd party management
1
2
WI
06/28/2024 - Present
Midwestern Securities Trading Company, LLC (Luxemburg WI)
WI
03/31/2016 - 07/03/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (Luxemburg WI)
WI
10/11/2011 - 03/08/2016
LPL FINANCIAL LLC (KEWAUNEE WI)
NC
12/21/2010 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
BOTH
Issued 06/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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