Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Levy-germain is a registered representative with Bradley Woods & Co. Ltd. in New York, NY. Dana has been in the industry since 2004 and holds licenses for both Series 63 and 65. Dana's previous experience includes time at Cazenave and Co., Inc., in San Francisco, CA. Dana currently holds registrations in California, Maryland, Minnesota, New York, Oregon, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/11/2011 - Present
Bradley Woods & Co. Ltd. (NEW YORK NY)
CA
10/13/2004 - 01/13/2011
CAZENAVE AND CO., INC. (SAN FRANCISCO CA)
IA
Issued 06/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2004
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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