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Dana Augustin Pascucci

Wall Street Access

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About Dana Augustin Pascucci

Dana Augustin Pascucci is a financial professional with over 20 years of experience in the industry. Dana is currently registered with Wall Street Access in Tinton Falls, New Jersey. Dana has previously held positions with Rodman & Renshaw, LLC, Hudson Securities, Inc., E*TRADE Capital Markets LLC, E*TRADE Clearing LLC, E*TRADE Securities LLC, Schwab Capital Markets L.P., and Spear, Leeds & Kellogg.

Firm Information

Dana Pascucci is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dana Pascucci’s Registration & Firm History

NJ

07/30/2012 - Present

Wall Street Access (TINTON FALLS NJ)

NJ

05/27/2011 - 07/30/2012

RODMAN & RENSHAW, LLC (JERSEY CITY NJ)

NJ

11/26/2007 - 05/27/2011

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NY

02/28/2005 - 12/04/2007

E*TRADE CAPITAL MARKETS LLC (NEW YORK NY)

NJ

11/08/2004 - 10/03/2005

E*TRADE CLEARING LLC (JERSEY CITY NJ)

NJ

11/08/2004 - 03/08/2005

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

CT

03/19/1999 - 11/11/2004

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

NY

03/02/1999 - 03/15/1999

SPEAR, LEEDS & KELLOGG (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/26/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dana Augustin Pascucci.
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