Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Jacobs is a financial professional with over 30 years of experience in the industry. Dana is currently registered with Wealthpenn.comllc as a Registered Representative and Investment Advisor Representative, and has held previous positions at various firms including Barclays Capital Inc., HSBC Securities (USA) Inc., Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Salomon Brothers Inc., Financial Network Investment Corporation, and John Hancock Distributors, Inc. Dana holds multiple licenses and certifications including Series 3, Series 6, Series 7, Series 10, Series 22, Series 63, and Series 66, demonstrating Dana's breadth of knowledge and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
04/23/2020 - Present
Wealthpenn.comllc (El Segundo CA)
CA
05/28/2010 - 06/25/2015
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
05/02/2005 - 06/11/2010
HSBC SECURITIES (USA) INC. (BEVERLY HILLS CA)
NY
01/17/2003 - 04/08/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
04/24/1995 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
09/27/1994 - 05/11/1995
SALOMON BROTHERS INC. (NEW YORK NY)
CA
09/02/1992 - 04/12/1993
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
07/05/1990 - 09/23/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/05/1990 - 09/23/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 1/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/5/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/5/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/28/2014
Series 3 - National Commodity Futures Examination
BC
Issued 9/26/1994
Series 7 - General Securities Representative Examination
BC
Issued 3/6/1991
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 7/3/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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