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Dana Aristia

Safra Securities LLC

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About Dana Aristia

Dana Aristia is a registered representative with Safra Securities LLC. Dana holds Series 6, Series 7 and SIE licenses. Dana is licensed in Florida. Dana's professional experience includes prior roles at J.P. MORGAN SECURITIES LLC.

Firm Information

Dana Aristia is currently registered with Safra Securities LLC. Safra Securities LLC, a Limited Liability Company formed in 2009, is registered with the SEC and in 42 states. The firm has been involved in 2 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dana Aristia’s Registration & Firm History

FL

08/12/2024 - Present

Safra Securities LLC (AVENTURA FL)

FL

03/04/2013 - 08/26/2020

J.P. MORGAN SECURITIES LLC (AVENTURA FL)

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Licenses & Designations

BC

Issued 08/12/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dana Aristia.
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