Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Pakenham is a financial professional with over 20 years of experience in the financial services industry. Dan is currently registered with Pickwick Capital Partners, LLC and holds a Series 7, Series 24, Series 63, Series 79TO, and SIE licenses. Previously, Dan worked at Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dan is registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/27/2021 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
03/09/2001 - 08/29/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/28/1997 - 02/28/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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