Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Rogowski is a financial professional with over 9 years of experience in the industry. Dan is registered with FINRA as a Registered Representative and holds the Series 7, Series 57 and Series 63 licenses. Dan also passed the SIE Exam and has registrations in 6 states, including California, Florida, Illinois, New York, Pennsylvania and Wisconsin. Dan currently works at Valley Financial Management, Inc., a firm with over 55 employees and 60 client accounts. Valley Financial Management, Inc. specializes in providing portfolio management for individuals and has approximately $55,000 in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
01/08/2014 - Present
Valley Financial Management, Inc. (New York NY)
BC
Issued 05/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2016
Series 57 - Securities Trader Exam
BC
Issued 01/08/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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