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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Robert Lindstrom is a financial advisor registered with UBS Financial Services Inc. since September 2010. Dan has more than 40 years of experience in the financial services industry. Dan is a registered representative and investment advisor in Nebraska and a resident investment advisor in Texas. Dan has a wide range of experience in providing financial planning, portfolio management, and other advisory services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NE
10/06/2010 - Present
UBS Financial Services Inc. (OMAHA NE)
NE
06/01/2009 - 10/06/2010
MORGAN STANLEY SMITH BARNEY (OMAHA NE)
NE
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OMAHA NE)
NE
05/14/2004 - 04/02/2007
MORGAN STANLEY DW INC. (OMAHA NE)
MN
09/13/1994 - 06/02/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
03/09/1987 - 09/09/1994
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
NA
03/20/1985 - 01/12/1987
SECURITIES CORPORATION OF IOWA
NA
02/27/1984 - 01/28/1985
BLUNT ELLIS & LOEWI INCORPORATED
NA
05/22/1981 - 04/23/1984
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
05/18/1981 - 12/19/1983
FIRST MID-AMERICA INC.
IA
Issued 09/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/19/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/14/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/29/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2004
Series 3 - National Commodity Futures Examination
BC
Issued 11/14/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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