Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Augustine is an investment advisor representative with Ameriprise Financial Services, LLC, working in the Wausau, WI office. Dan has been active in the industry since 2005. He has also been associated with Commonwealth Financial Network and AIG Retirement Advisors, Inc. Dan holds the Series 6, 7, 24, 63, 66, 82TO and SIE licenses. Dan's professional experience spans over 18 years in the financial services industry, demonstrating a commitment to serving clients. Ameriprise Financial Services, LLC is a large broker-dealer with a broad client base, offering a wide range of financial services, including asset allocation, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
04/21/2023 - Present
Ameriprise Financial Services, LLC (Wausau WI)
WI
12/12/2008 - 04/21/2023
COMMONWEALTH FINANCIAL NETWORK (WAUSAU WI)
IL
04/09/2007 - 12/22/2008
AIG RETIREMENT ADVISORS, INC. (CHICAGO IL)
WI
09/26/2005 - 04/10/2007
PACKERLAND BROKERAGE SERVICES, INC. (WAUSAU WI)
GA
03/11/2005 - 09/01/2005
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BOTH
Issued 12/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2020
Series 24 - General Securities Principal Examination
BC
Issued 04/21/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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