Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Nguyen is a financial advisor with Northwestern Mutual Investment Services, LLC, and has been in the financial services industry since 2009. Dan is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative and has a Series 7 license. Dan is also licensed as a Registered Investment Advisor in several states. Dan is committed to providing comprehensive financial planning and investment management services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
10/28/2009 - Present
Northwestern Mutual Investment Services, LLC (MC LEAN VA)
BOTH
Issued 04/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/27/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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