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Dan Miles Gregory

Nylife Securities LLC

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About Dan Miles Gregory

Dan Miles Gregory is a registered representative with Nylife Securities LLC. Dan holds Series 6, SIE, and Series 63 licenses. Dan has been in the industry since 2015 and is registered with the following states: Alabama, Arkansas, Colorado, Idaho, Illinois, Louisiana, Missouri, New Mexico, New York, Texas, and Washington.

Firm Information

Dan Gregory is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dan Gregory’s Registration & Firm History

TX

10/05/2015 - Present

Nylife Securities LLC (LUBBOCK TX)

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Licenses & Designations

BC

Issued 01/27/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dan Miles Gregory. Review regulatory record here.
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