Unclaimed
Dan Romano is an investment advisor representative at Fifth Third Securities, Inc., a firm based in Cincinnati, Ohio. Dan has been in the financial services industry since July 2009. Dan is registered to provide investment advisory services in Ohio, Connecticut, District of Columbia, Massachusetts. Dan is licensed to offer securities products and services in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
06/28/2024 - Present
Fifth Third Securities, Inc. (STRONGSVILLE OH)
OH
11/30/2005 - 10/09/2020
FIFTH THIRD SECURITIES, INC. (GARFIELD HEIGHTS OH)
BOTH
Issued 6/27/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/3/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/9/2024
Series 24 - General Securities Principal Examination
BC
Issued 5/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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