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Dan M Romano

Fifth Third Securities, Inc.

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About Dan M Romano

Dan Romano is an investment advisor representative at Fifth Third Securities, Inc., a firm based in Cincinnati, Ohio. Dan has been in the financial services industry since July 2009. Dan is registered to provide investment advisory services in Ohio, Connecticut, District of Columbia, Massachusetts. Dan is licensed to offer securities products and services in Ohio.

Firm Information

Dan Romano is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

16046 PEARL ROAD

STRONGSVILLE, OH 44136

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dan Romano’s Registration & Firm History

OH

06/28/2024 - Present

Fifth Third Securities, Inc. (STRONGSVILLE OH)

OH

11/30/2005 - 10/09/2020

FIFTH THIRD SECURITIES, INC. (GARFIELD HEIGHTS OH)

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Licenses & Designations

BOTH

Issued 6/27/2024

Series 66 - Uniform Combined State Law Examination

IA

Issued 11/3/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 3/31/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 8/9/2024

Series 24 - General Securities Principal Examination

BC

Issued 5/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dan M Romano.
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