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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Lyndall Griggs is an investment advisor representative at Cetera Investment Advisers LLC, with over 27 years of experience in the financial services industry. Dan has a strong track record of success in providing financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and retirement plans. Dan holds the Series 6, Series 22, Series 62, and Series 63 licenses, as well as the SIE. Dan is also a licensed insurance agent, with experience in fixed life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/29/2023 - Present
Cetera Investment Advisers LLC (PANAMA CITY BEACH FL)
FL
04/21/2011 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (PANAMA CITY BEACH FL)
TX
04/02/2001 - 04/28/2011
SECURITIES AMERICA, INC. (LAKEWAY TX)
MO
10/14/1996 - 04/03/2001
FFP SECURITIES, INC. (CHESTERFIELD MO)
NE
03/20/1996 - 10/14/1996
SECURITIES AMERICA, INC. (LAVISTA NE)
BC
Issued 04/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2000
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 02/26/1998
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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