Unclaimed
Dan Lowell Allen is a financial advisor with over 4 years of experience in the securities industry. Dan is currently registered with FTP Securities LLC and holds a Series 7, Series 24, and SIE licenses. Dan previously worked at VAQUERO CAPITAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/05/2021 - Present
FTP Securities LLC (NEW YORK NY)
CA
02/04/2019 - 04/07/2021
VAQUERO CAPITAL LLC (SAN FRANCISCO CA)
BC
Issued 06/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 02/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/04/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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