Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Liu is a financial professional with experience in the financial services industry. Dan is currently registered with Cetera Investment Advisers LLC in Pasadena, CA, and previously worked at HSBC Securities (USA) INC. in San Gabriel, CA. Dan is a licensed securities representative and investment advisor representative and holds Series 6, 7, 63, and 66 securities licenses. Dan has been in the industry since 2018, and specializes in providing financial planning, pension consulting, and portfolio management services to a variety of clients. Dan can provide these services through Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/17/2023 - Present
Cetera Investment Advisers LLC (Pasadena CA)
CA
10/02/2018 - 04/11/2022
HSBC SECURITIES (USA) INC. (SAN GABRIEL CA)
BOTH
Issued 01/11/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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