Unclaimed
Dan Kubo is a financial professional registered in Texas and California. Dan has passed the Series 7TO, Series 63, and SIE exams and is currently employed by Nylife Securities LLC. Dan's registration date with Nylife Securities LLC was 2/27/2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/27/2024 - Present
Nylife Securities LLC (AUSTIN TX)
BC
Issued 03/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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