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Dan Julius Nguyen

U.s. Bancorp Investments, Inc.

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About Dan Julius Nguyen

Dan Nguyen is a financial advisor with U.S. Bancorp Investments, Inc. based in Sioux Falls, SD. Dan has been in the financial industry since 2008. Dan holds Series 66, Series 7 and SIE licenses. Dan is also registered in California. Dan is associated with U.S. Bancorp Investments, Inc. since 2018 and has previously worked for UNIONBANC INVESTMENT SERVICES, LLC, INFINEX INVESTMENTS, INC., WELLS FARGO ADVISORS, LLC, and WELLS FARGO INVESTMENTS, LLC. Dan provides financial planning, portfolio management for individuals and businesses, selection of other advisers, and publication of periodicals. Dan is a board member of the Spastic Children's Endowment Foundation.

Firm Information

Dan Nguyen is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Dan Nguyen’s Registration & Firm History

SD

10/26/2018 - Present

U.s. Bancorp Investments, Inc. (Sioux Falls SD)

CA

05/01/2017 - 10/11/2018

UNIONBANC INVESTMENT SERVICES, LLC (VENTURA CA)

CA

03/01/2017 - 05/04/2017

INFINEX INVESTMENTS, INC. (WOODLAND HILLS CA)

CA

01/03/2011 - 01/20/2016

WELLS FARGO ADVISORS, LLC (CALABASAS CA)

CA

07/31/2008 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (CALABASAS CA)

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Licenses & Designations

BOTH

Issued 08/09/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dan Julius Nguyen.
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