Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Coleman is a financial advisor with over 10 years of experience in the financial services industry. Dan is currently registered with Wells Fargo Clearing Services, LLC and has previously held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Locust Street Securities, Inc., Washington Square Securities, Inc., Fortis Investors, Inc., and Pruco Securities Corporation. Dan is a Series 6, 7, 63, 65, and 66 licensed professional. Dan also holds a Minnesota Real Estate License. Dan is a specialist in investments, financial planning, and retirement planning. Dan has experience working with clients of all types, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
06/04/2024 - Present
Wells Fargo Clearing Services, LLC (SAINT PAUL MN)
MN
12/12/2023 - 05/24/2024
ALLSTATE FINANCIAL SERVICES, LLC (COON RAPIDS MN)
MN
10/30/2009 - 10/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINNEAPOLIS MN)
IA
03/15/2002 - 02/25/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CT
01/28/1999 - 12/31/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
02/09/1996 - 06/26/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
NJ
11/09/1992 - 05/06/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 11/01/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/18/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/16/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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