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Dan Jay Epstein

Edgeline Capital, LLC

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About Dan Jay Epstein

Dan Epstein is a registered representative with Edgeline Capital, LLC. Dan is based in Los Angeles, California. Dan has been in the financial industry since September 20, 2001 and has worked for multiple firms including Regent Capital Group, Inc., DAV/Wetherly Financial, L.P., and Heitman Securities LLC. Dan has passed multiple industry exams including Series 63, Series 24, SIE, Series 52, Series 7 and Series 22. Dan has been a registered representative of Edgeline Capital, LLC since December 16, 2010.

Firm Information

Dan Epstein is currently registered with Edgeline Capital, LLC. Edgeline Capital, LLC is a Limited Liability Company formed in August 2009. The firm is registered in California, Florida, Illinois, Louisiana, New York, Ohio, and Texas. They have one approved SEC registration and seven approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dan Epstein’s Registration & Firm History

CA

12/16/2010 - Present

Edgeline Capital, LLC (LOS ANGELES CA)

CA

06/08/2009 - 12/31/2010

REGENT CAPITAL GROUP, INC. (BEVERLY HILLS CA)

IL

09/17/2007 - 05/26/2009

DAV/WETHERLY FINANCIAL, L.P. (CHICAGO IL)

IL

08/27/1997 - 09/03/2003

HEITMAN SECURITIES LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2012

Series 52 - Municipal Securities Representative Examination

BC

Issued 02/13/2012

Series 7 - General Securities Representative Examination

BC

Issued 09/14/2007

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dan Jay Epstein.
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