Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Epstein is a registered representative with Edgeline Capital, LLC. Dan is based in Los Angeles, California. Dan has been in the financial industry since September 20, 2001 and has worked for multiple firms including Regent Capital Group, Inc., DAV/Wetherly Financial, L.P., and Heitman Securities LLC. Dan has passed multiple industry exams including Series 63, Series 24, SIE, Series 52, Series 7 and Series 22. Dan has been a registered representative of Edgeline Capital, LLC since December 16, 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/16/2010 - Present
Edgeline Capital, LLC (LOS ANGELES CA)
CA
06/08/2009 - 12/31/2010
REGENT CAPITAL GROUP, INC. (BEVERLY HILLS CA)
IL
09/17/2007 - 05/26/2009
DAV/WETHERLY FINANCIAL, L.P. (CHICAGO IL)
IL
08/27/1997 - 09/03/2003
HEITMAN SECURITIES LLC (CHICAGO IL)
BC
Issued 08/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 02/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/14/2007
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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