Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Aldrich is a registered investment advisor representative with Schwab Wealth Advisory, Inc. Dan has been working in the financial services industry since 2017. Dan holds the Series 63, 66, 7, 9, 10, and SIE licenses. Dan is registered to provide investment advice in 53 states and districts. Dan is also a licensed investment advisor in Arizona and Texas. Dan has experience working with insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisors, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
AZ
01/04/2022 - Present
Schwab Wealth Advisory, Inc. (Queen Creek AZ)
BOTH
Issued 06/01/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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