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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Olson is an investment advisor representative registered with UBS Financial Services Inc., and has over 10 years of experience in the financial services industry. Dan has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Chase Investment Services Corp., and has a strong track record of providing financial advice to individuals, families, and businesses. Dan is a Chartered Financial Consultant and holds FINRA Series 63, 65, 7, 9, 10, 31 and SIE licenses. Dan is committed to providing his clients with personalized financial advice and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
10/31/2016 - Present
UBS Financial Services Inc. (Hartford CT)
CT
08/29/2011 - 10/18/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AVON CT)
CT
10/28/2010 - 08/04/2011
CHASE INVESTMENT SERVICES CORP. (MILFORD CT)
CT
09/05/2007 - 10/20/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
CT
04/17/2006 - 09/06/2007
CITIGROUP GLOBAL MARKETS INC. (HARTFORD CT)
BC
Issued 05/01/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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