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Dan Eugene Sanders

Independent Financial Group, LLC

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About Dan Eugene Sanders

Dan Eugene Sanders is a financial advisor with Independent Financial Group, LLC. Dan has been in the financial services industry since 1993. Dan holds FINRA Series 7 and 63 licenses. Dan provides financial planning, pension consulting, and portfolio management for businesses and individuals. Dan also offers selection of other advisors.

Firm Information

Dan Sanders is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dan Sanders’s Registration & Firm History

TX

12/10/2014 - Present

Independent Financial Group, LLC (HOUSTON TX)

TX

08/01/2013 - 12/26/2014

CAMBRIDGE INVESTMENT RESEARCH, INC. (HOUSTON TX)

TX

04/14/2011 - 08/01/2013

GENEOS WEALTH MANAGEMENT, INC. (HOUSTON TX)

TX

10/06/2006 - 04/18/2011

NEXT FINANCIAL GROUP, INC. (HOUSTON TX)

NJ

09/30/2005 - 08/10/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

IL

10/15/2004 - 10/04/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NY

07/16/1998 - 09/08/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MO

04/18/1997 - 07/16/1998

EVEREN SECURITIES, INC. (ST. LOUIS MO)

VT

08/27/1991 - 12/31/1992

EQUITY SERVICES, INC. (MONTPELIER VT)

NY

04/03/1989 - 02/14/1991

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

NA

09/20/1988 - 03/20/1989

DREXEL BURNHAM LAMBERT INCORPORATED

NA

07/27/1988 - 09/22/1988

GRAYSTONE NASH, INC.

NA

07/27/1988 - 08/05/1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 04/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Dan Eugene Sanders. Review regulatory record here.
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