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Dan Douglas Topping

Keating Financial Advisory Services

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About Dan Douglas Topping

Dan Topping is an investment advisor representative with Keating Financial Advisory Services and Raymond James Financial Services Advisors, Inc. Dan has been in the industry since 1999 and is registered to provide investment advice in multiple states. Dan is also a Chartered Financial Consultant.

Firm Information

Dan Topping is currently registered with Keating Financial Advisory Services. Keating Financial Advisory Services, based in Manhattan, KS, is a financial advisory firm providing financial planning and investment recommendation/consulting services to individuals, businesses, and institutions. The firm has 27 licensed agents and 26 investment advisory functions, managing approximately $295,774,182 in assets for 148 clients, primarily pension and profit-sharing plans. Keating Financial Advisory Services offers educational seminars and focuses on providing personalized financial guidance.
Keating Financial Advisory Services

1011 POYNTZ AVENUE

MANHATTAN, KS 66502

$295.77M

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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investment recommendation/consulting services

Investment recommendation/consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dan Topping’s Registration & Firm History

KS

10/18/2007 - Present

Keating Financial Advisory Services (MANHATTAN KS)

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Licenses & Designations

IA

Issued 08/28/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/23/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dan Douglas Topping.
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