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Dan David Seeds

Northwestern Mutual Investment Services, LLC

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About Dan David Seeds

Dan Seeds is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Dan Seeds has been in the financial services industry since March 25, 2008. Dan Seeds is registered with FINRA and the state of Texas. Dan Seeds is also registered as an investment advisor representative in Louisiana and Missouri. Prior to joining Northwestern Mutual Investment Services, LLC, Dan Seeds was employed by BOK FINANCIAL SECURITIES, INC. Dan Seeds holds the Series 7 and Series 66 securities licenses, as well as the SIE exam. Dan Seeds provides investment research and referrals to other advisors as well as investment advisory services.

Firm Information

Dan Seeds is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

5420 Lyndon B Johnson

DALLAS, TX 75240

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Dan Seeds’s Registration & Firm History

TX

04/17/2018 - Present

Northwestern Mutual Investment Services, LLC (DALLAS TX)

TX

02/20/2008 - 03/12/2018

BOK FINANCIAL SECURITIES, INC. (MCKINNEY TX)

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Licenses & Designations

BOTH

Issued 3/5/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/19/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dan David Seeds.
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