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Dan Daley

Ladenburg Thalmann Asset Management Inc.

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About Dan Daley

Dan Daley is an investment advisor representative with Ladenburg Thalmann Asset Management Inc. Dan has been in the industry since August 2022, with previous experience at Fidelity Brokerage Services LLC. Dan is registered to provide investment advice in Florida and New York. Dan holds Series 63, 66, 7, 79TO and SIE licenses. Dan's areas of expertise include investment companies, pooled investment vehicles, high net worth individuals, charitable organizations, other investment advisors, pension and profit sharing plans, corporations, and individuals.

Firm Information

Dan Daley is currently registered with Ladenburg Thalmann Asset Management Inc.. Ladenburg Thalmann Asset Management Inc. is an investment advisor headquartered in NEW YORK, NY. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. They also provide model recommendations to other RIAs. The firm has approximately $4.3 billion in regulatory assets under management.
Ladenburg Thalmann Asset Management Inc.

640 FIFTH AVENUE

NEW YORK, NY 10019

$4.32B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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provide model recommendations to other rias

Provide model recommendations to other rias

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dan Daley’s Registration & Firm History

FL

11/15/2023 - Present

Ladenburg Thalmann Asset Management Inc. (Naples FL)

FL

08/08/2022 - 11/13/2023

FIDELITY BROKERAGE SERVICES LLC (NAPLES FL)

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Licenses & Designations

BOTH

Issued 06/09/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/02/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/08/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/17/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dan Daley.
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