Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Dae young Uhm is a registered investment advisor representative with Seattle Wealth Management LLC, a firm based in Seattle, Washington. Dan has been working in the financial services industry since 2003 and has experience with a variety of firms. Dan's focus is on working with high-net-worth individuals and helping them achieve their financial goals. Dan provides a range of financial planning services, including portfolio management and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
12/07/2022 - Present
Seattle Wealth Management LLC (SEATTLE WA)
TX
06/21/2018 - 12/16/2019
RCX CAPITAL GROUP, LLC (THE WOODLANDS TX)
NY
07/21/2017 - 03/30/2018
ROSS SECURITIES CORPORATION (NEW YORK NY)
WA
01/24/2014 - 03/07/2017
COMMONWEALTH FINANCIAL NETWORK (SEATTLE WA)
WA
04/17/2009 - 01/28/2014
AMERIPRISE FINANCIAL SERVICES, INC. (SEATTLE WA)
WA
08/28/2009 - 10/20/2011
SECURITIES AMERICA, INC. (SEATTLE WA)
WA
01/16/2007 - 04/21/2009
WAMU INVESTMENTS, INC. (SEATTLE WA)
WA
09/13/2004 - 01/08/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
MN
07/22/2004 - 09/16/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
11/27/2003 - 09/16/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BOTH
Issued 12/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
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