Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Charles Wicker is an investment advisor representative with Cain, Watters & Associates, LLC, with over 15 years of experience in the financial industry. Dan is registered with the state of Texas and Louisiana. Dan is a Personal Financial Specialist. Dan holds the Series 7 license. Dan has a minority ownership interest in Tectonic Financial, Inc. a publicly traded entity that owns the following financial industry affiliates: Tectonic Advisors LLC; HWG Insurance Agency, LLC; Sanders Morris Harris LLC; and T Bank, N.A. The bank serves as custodian for some Cain, Watters & Associates, LLC clients. Dan receives additional indirect compensation in the form of a share of profits from these entities. Dan spends less than 5% of his time on management, administration and/or development of these related entities during trading hours. In addition, Dan maintains an ownership interest in each of three entities related to Cain, Watters & Associates, LLC; National Dental Placements, LLC (NDP), Best New Patients, LLC (BNP) and Elite Dental Alliance (EDA). Each of these entities is located within the Plano headquarters of Cain, Watters & Associates, LLC. The entities provide additional services or referrals specifically related to the clients' business or industry. None of the services recommended are investment related, but could be recommended during the financial and business planning process. Dan may refer clients to these entities directly. Dan spends less than 5% of his time on management, administration and/or development of the affiliated entities during trading hours.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
01/11/1999 - Present
Cain, Watters & Associates, LLC (PLANO TX)
BC
Issued 12/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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