Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Carl Liddell is a financial professional with over 20 years of experience in the industry. Dan is currently registered with Empower Financial Services, Inc. Prior to joining Empower, Dan was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in New York. Dan has passed multiple industry exams including Series 6, Series 7, Series 26, and SIE. Dan has been licensed in Colorado since 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
12/01/2005 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NY
04/03/2000 - 08/09/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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