Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan C. Drummond is a Registered Investment Advisor in Texas. Dan has over 15 years of experience in the financial services industry. Dan's current firm is Smith Anglin Financial, LLC. Dan has held previous positions at PURSHE KAPLAN STERLING INVESTMENTS, LPL FINANCIAL LLC, BBVA COMPASS INVESTMENT SOLUTIONS, INC, MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. Dan holds the Series 7, Series 31, Series 66 and SIE licenses. Dan specializes in providing financial planning, portfolio management and consulting services to individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
02/19/2014 - Present
Smith Anglin Financial, LLC (DALLAS TX)
TX
03/18/2014 - 03/11/2019
PURSHE KAPLAN STERLING INVESTMENTS (DALLAS TX)
TX
05/06/2013 - 03/11/2014
LPL FINANCIAL LLC (FRISCO TX)
TX
11/04/2011 - 04/22/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (DALLAS TX)
TX
06/01/2009 - 10/26/2011
MORGAN STANLEY SMITH BARNEY (PLANO TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PLANO TX)
TX
03/03/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PLANO TX)
BOTH
Issued 03/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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