Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dan? Claim Your ProfileDan Roberts is a financial advisor with Commonwealth Financial Network, registered with both the Financial Industry Regulatory Authority (FINRA) and the state of Utah. Dan has been in the financial industry since 1986, holding licenses and registrations in a number of states throughout his career. In addition to providing financial advice, Dan is also a licensed insurance agent. Dan's expertise includes financial planning, portfolio management, and pension consulting. Dan has worked with various clients, including individuals, families, businesses, and charitable organizations. Dan's experience and knowledge make him a valuable resource for anyone looking for financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
04/18/2012 - Present
Commonwealth Financial Network (ALPINE UT)
UT
12/17/1999 - 04/18/2012
SECURITIES AMERICA, INC. (ALPINE UT)
SC
11/18/1997 - 12/17/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
01/30/1991 - 10/14/1997
SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
FL
01/04/1989 - 01/31/1991
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NA
04/18/1988 - 12/31/1988
FINANCIAL NETWORK INVESTMENT CORPORATION
NA
02/19/1986 - 05/18/1988
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
IA
Issued 07/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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