Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Damon? Claim Your ProfileDamon Bootes is a financial advisor with Cetera Investment Advisers LLC in Louisville, KY. Damon has over 15 years of experience in the financial services industry and holds Series 6, 7, 63 and 65 licenses. Damon is also a Registered Representative of Cetera Advisor Networks LLC and a Registered Investment Advisor Representative of Cetera Investment Advisers LLC. Damon has worked at several firms including Waddell & Reed, First Allied Securities and Washington Square Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
11/12/2020 - Present
Cetera Investment Advisers LLC (LOUISVILLE KY)
KY
11/13/2017 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (LOUISVILLE KY)
KY
11/13/2014 - 11/14/2017
WADDELL & REED (LOUISVILLE KY)
CT
08/08/1997 - 12/21/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
FL
06/06/1997 - 07/31/1997
CALTON & ASSOCIATES, INC. (TAMPA FL)
CA
02/15/1994 - 05/23/1997
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
IA
Issued 02/06/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/06/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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