Unclaimed
Damon Reginald Allen is a financial professional with over 20 years of experience in the industry. Currently, Damon is registered with Natwest Markets Securities Inc. in Stamford, CT. Previously, Damon worked for J.P. MORGAN SECURITIES INC., CITIGROUP GLOBAL MARKETS INC., ROBERTSON STEPHENS, INC., and BANC OF AMERICA SECURITIES LLC. Damon is licensed in 49 states, as well as the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/14/2010 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
CA
08/22/2005 - 01/27/2010
J.P. MORGAN SECURITIES INC. (LOS ANGELES CA)
NY
07/25/2002 - 11/29/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
08/25/1999 - 07/19/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
07/16/1999 - 08/24/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 07/26/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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