Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Damon? Claim Your ProfileDamon Dorrien is a financial professional with over 20 years of experience in the securities industry. Damon is currently registered with HSBC Securities (USA) Inc., and previously held positions at Barclays Capital Inc., Lehman Brothers Inc., Hapoalim Securities USA, Inc., UBS Securities LLC, and C.E. Unterberg, Tobin (A California Limited Partnership). Damon holds several licenses including Series 7, Series 55, Series 57TO, and Series 63. Damon's expertise lies in providing asset allocation recommendations and selecting other advisors for clients. Damon has worked with a variety of clients including high-net-worth individuals, corporations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/06/2024 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
09/22/2008 - 08/23/2024
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/08/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/01/2006 - 08/06/2007
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
04/20/2005 - 08/25/2005
UBS SECURITIES LLC (NEW YORK NY)
CT
09/29/2003 - 05/25/2005
UBS CAPITAL MARKETS L.P. (STAMFORD CT)
NY
05/02/2002 - 09/25/2003
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) (NEW YORK NY)
BC
Issued 10/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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