Unclaimed
Damon Lee is a financial advisor with Mizuho Securities USA LLC. Damon has been in the securities industry since June 15, 2008. Damon is registered with FINRA and has passed the Series 7, Series 63, and SIE exams. Damon is registered in New York and New Jersey. Damon was previously employed by Nomura Securities International, Inc. and Banc of America Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/20/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/06/2009 - 12/20/2022
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/17/2007 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 12/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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