Unclaimed
Damon John Tyler is a financial advisor registered with LPL Financial LLC in Vacaville, CA. Damon has been in the financial services industry since April 28, 2001. He previously worked with National Planning Corporation, LINSCO/PRIVATE LEDGER CORP., and FINANCIAL NETWORK INVESTMENT CORPORATION. Damon John Tyler is licensed to offer securities in 25 states, including California, Texas and Alabama, and has a Series 7, 6, and 66 license. He holds FINRA registrations as a Registered Representative. Damon John Tyler has a total of 25 approved state registrations, 2 approved IA state registrations, 1 approved FINRA registration, and 1 approved SRO registration. He has been licensed with LPL Financial LLC since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/04/2019 - Present
LPL Financial LLC (VACAVILLE CA)
CA
05/17/2002 - 11/29/2017
NATIONAL PLANNING CORPORATION (VACAVILLE CA)
SC
03/12/2002 - 05/20/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
02/13/2002 - 02/27/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
05/19/2000 - 03/16/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 05/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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