Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Damon? Claim Your ProfileDamon Bates is a financial advisor with Raymond James Financial Services Advisors, Inc., a firm that has been serving clients since 1962. Damon has been working in the financial industry since 2006. He has a broad range of experience, having worked for several firms in different roles. Damon's experience spans across various investment services, including financial planning, portfolio management, pension consulting, and educational seminars. Damon is registered to provide investment advisory services in Tennessee and Texas. He is also licensed in several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
01/21/2021 - Present
Raymond James Financial Services Advisors, Inc. (HERMITAGE TN)
TX
10/15/2007 - 10/02/2008
WACHOVIA SECURITIES, LLC (DALLAS TX)
TX
06/12/2006 - 10/16/2007
WM FINANCIAL SERVICES, INC. (ADDISON TX)
IN
01/27/2006 - 06/13/2006
CFD INVESTMENTS, INC. (SELLERSBURG IN)
NY
11/12/2002 - 07/27/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/06/1998 - 11/25/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/06/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 05/15/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/01/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Damon Bates is the right advisor for you? Invested Better is here to help.
