Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Damon? Claim Your ProfileDamon J Phillips is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 20 years of experience in the financial services industry. Damon has worked with a number of firms over the years, including Southwest Securities, Inc. and H.D. Vest Investment Services. Damon holds a variety of licenses and certifications, including Series 7, Series 24, Series 52TO, Series 53, and Series 63. Damon specializes in helping individuals and businesses with their financial planning needs. Damon is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/30/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
TX
12/23/2010 - 09/24/2013
SWS FINANCIAL SERVICES, INC. (DALLAS TX)
TX
09/17/2007 - 09/24/2013
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
08/29/2005 - 08/13/2007
H.D. VEST INVESTMENT SERVICES (IRVING TX)
TX
08/22/2002 - 11/09/2005
FIRST STAR SECURITIES CORPORATION (ANNA TX)
BC
Issued 08/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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