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Damon Disalvatore

Cowen AND Co.

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About Damon Disalvatore

Damon Disalvatore is a financial advisor at Cowen AND Co. Damon has been in the financial services industry since 1992. Damon is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in Connecticut and New York. Damon holds the following licenses and certifications: Series 6, Series 7, Series 24, Series 55, Series 57TO, and SIE. Damon has previously worked for Jefferies & Company, Inc., C. L. King & Associates, Inc., RBC Capital Markets Corporation, RBC DAIN RAUSCHER INC., Needham & Company, Inc., Gerard Klauer Mattison & Co., L.L.C., and First Investors Corporation.

Firm Information

Damon Disalvatore is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Damon Disalvatore’s Registration & Firm History

CT

02/06/2012 - Present

Cowen AND Co. (Stamford CT)

NY

09/05/2006 - 12/14/2011

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

01/24/2005 - 08/16/2006

C. L. KING & ASSOCIATES, INC. (NEW YORK NY)

NY

12/08/2003 - 12/31/2004

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

03/05/2001 - 02/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NY

05/28/1997 - 02/05/2001

NEEDHAM & COMPANY, INC. (NEW YORK NY)

NY

08/24/1992 - 06/05/1997

GERARD KLAUER MATTISON & CO.,L.L.C. (NEW YORK NY)

NJ

03/24/1992 - 07/21/1992

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BC

Issued 03/23/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/20/1992

Series 7 - General Securities Representative Examination

BC

Issued 03/23/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Damon Disalvatore.
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