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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Damon? Claim Your ProfileDamon Dozier is a financial advisor with Wells Fargo Clearing Services, LLC. Damon has been in the industry since December 2004 and has a wide range of experience working with different firms. Damon holds the Series 7, Series 63, and Series 65 licenses and has also passed the SIE exam. Damon is registered in California, Florida, New York, Texas, and Virginia. Damon specializes in working with high-net-worth individuals, corporations, and institutions. Damon's clients have access to a wide range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/22/2024 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
09/20/2021 - 01/21/2023
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
UT
06/14/2021 - 09/09/2021
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
CA
10/01/2012 - 04/19/2021
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
03/16/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CANOGA PARK CA)
CA
06/04/2010 - 03/10/2011
MML INVESTORS SERVICES, LLC (BEVERLY HILLS CA)
CA
04/08/2008 - 06/23/2008
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
CA
05/11/2005 - 12/06/2007
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
MN
05/11/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
01/04/2003 - 03/10/2005
CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)
CA
04/11/2002 - 07/18/2002
SOLOMON, DAVID, HERMAN, ALEXIS & CO., INC. (LOS ANGELES CA)
CA
08/24/2001 - 10/26/2001
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
NY
06/04/2001 - 08/09/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
04/20/2001 - 06/07/2001
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
IA
Issued 03/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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