Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Damon? Claim Your ProfileDamon Anthony Focaracci is a financial advisor with over 24 years of experience in the financial services industry. Damon currently works at Wells Fargo Advisors Financial Network, LLC. Damon has held previous positions at UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Damon is registered to provide investment advice in Arizona, California, Massachusetts, Nevada and Pennsylvania. Damon offers a range of investment advisory services, including portfolio management, financial planning, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/12/2021 - Present
Wells Fargo Advisors Financial Network, LLC (SAN JOSE CA)
CA
05/25/2012 - 12/09/2021
UBS FINANCIAL SERVICES INC. (SAN JOSE CA)
CA
06/01/2009 - 06/06/2012
MORGAN STANLEY SMITH BARNEY (SALINAS CA)
CA
07/18/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALINAS CA)
NY
03/04/1998 - 07/21/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/05/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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