Unclaimed
Damianos Maggos is a financial advisor who has been in the industry since 1988. Damianos is currently registered with Raymond James & Associates, Inc. and is located in Carmel, IN. Damianos holds Series 63, Series 50, Series 52, Series 53 and SIE licenses. Damianos has previously worked at GEORGE K. BAUM & COMPANY, CITY SECURITIES CORPORATION, SUMMERS & COMPANY, INC., and SHEARSON LEHMAN HUTTON INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
09/06/2019 - Present
Raymond James & Associates, Inc. (Carmel IN)
IN
06/23/2014 - 08/30/2019
GEORGE K. BAUM & COMPANY (Indianapolis IN)
IN
03/18/1996 - 06/23/2014
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
IN
07/28/1989 - 01/03/1996
SUMMERS & COMPANY, INC. (FORT WAYNE IN)
NA
07/20/1988 - 08/21/1989
SHEARSON LEHMAN HUTTON INC.
BC
Issued 07/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 06/27/1988
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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