Unclaimed
Damian Scot Shaw is a financial advisor with over 20 years of experience in the industry. Damian is a Certified Financial Planner™ professional with expertise in providing financial planning and portfolio management services to individuals, families, and businesses. Damian is currently registered with Hightower Advisors, LLC in Texas. Damian's previous experience includes working for Charles Schwab & Co., Inc. and ING Funds Distributor, LLC. Damian is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
02/18/2022 - Present
Hightower Advisors, LLC (CHICAGO IL)
AZ
12/18/2003 - 06/20/2016
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
CT
12/02/2002 - 07/24/2003
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
TX
07/07/1999 - 11/26/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 01/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/20/2016
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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