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Damian Michael Engen

TD Securities (usa) LLC

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About Damian Michael Engen

Damian Engen is a financial professional with over 18 years of experience in the industry. Damian has held positions at TD Securities (usa) LLC, BNP Paribas Securities Corp., and Barclays Capital Inc. Damian holds the Series 7, 24, 63, 79TO and SIE licenses. Damian is currently registered with TD Securities (usa) LLC, located in New York, NY.

Firm Information

Damian Engen is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Damian Engen’s Registration & Firm History

NY

11/01/2013 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

08/27/2010 - 09/04/2013

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

02/11/2005 - 05/26/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/13/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Damian Michael Engen.
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