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Damian Maggio

Joseph Stone Capital LLC

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About Damian Maggio

Damian Maggio is a financial professional with over 25 years of experience in the industry. Damian is currently registered with Joseph Stone Capital LLC and is a Series 7, Series 24, Series 63, and Series 79TO licensed professional. Previously, Damian was a registered representative with First Midwest Securities, Inc., J.P. Turner & Company, L.L.C., Brundyn Securities Inc., North American Clearing, Inc., LH Ross & Company, Inc., Lloyd, Scott & Valenti, Ltd., KSH Investment Group, Inc., Harrison Securities, Inc., Whitehall Wellington Investments, Inc., M.S. Farrell & Company, Inc., Whitehall Wellington Investments, Inc., LCP Capital Corp., Royal Hutton Securities Corp., and Gaines, Berland Inc.

Firm Information

Damian Maggio is currently registered with Joseph Stone Capital LLC. Joseph Stone Capital LLC is a Limited Liability Company formed in 2011. The firm is registered to provide advisory services in all 50 U.S. states and Puerto Rico, as well as with the SEC. Joseph Stone Capital LLC has been the subject of 4 regulatory events and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Damian Maggio’s Registration & Firm History

NY

02/26/2013 - Present

Joseph Stone Capital LLC (GARDEN CITY NY)

NY

10/17/2008 - 02/26/2013

FIRST MIDWEST SECURITIES, INC. (GARDEN CITY NY)

NY

10/31/2005 - 10/17/2008

J.P. TURNER & COMPANY, L.L.C. (WESTBURY NY)

TX

09/09/2004 - 10/28/2005

BRUNDYN SECURITIES INC. (ARLINGTON TX)

FL

04/08/2004 - 08/11/2004

NORTH AMERICAN CLEARING, INC. (LONGWOOD FL)

FL

01/03/2003 - 03/31/2004

LH ROSS & COMPANY, INC. (BOCA RATON FL)

TX

08/13/2002 - 01/31/2003

LLOYD, SCOTT & VALENTI, LTD. (AUSTIN TX)

NY

10/19/2001 - 08/08/2002

KSH INVESTMENT GROUP, INC. (GREAT NECK NY)

NY

12/13/2000 - 11/01/2001

HARRISON SECURITIES, INC. (PORT WASHINGTON NY)

NY

11/03/2000 - 12/31/2000

WHITEHALL WELLINGTON INVESTMENTS, INC. (PORT WASHINGTON NY)

NY

12/17/1999 - 11/07/2000

M.S. FARRELL & COMPANY, INC. (SYOSSET NY)

NY

10/07/1998 - 12/01/1999

WHITEHALL WELLINGTON INVESTMENTS, INC. (PORT WASHINGTON NY)

NY

01/12/1998 - 10/30/1998

LCP CAPITAL CORP. (STATEN ISLAND NY)

NY

09/30/1997 - 12/15/1997

ROYAL HUTTON SECURITIES CORP. (NEW YORK NY)

NY

07/07/1997 - 10/09/1997

GAINES, BERLAND INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 08/01/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/07/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Damian Maggio. Review regulatory record here.
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